Shard Capital Stockbroker Charges

Effective from 1 July 2018

Advisory Services

Administration

Commission

UK large cap equities £27.50 (settlement & custody £10.50, execution £17 max) Up to 0.75%
Foreign equities+ Up to 1% / (min £35)
UK small cap equities (sub £100m market cap) £27.50* (settlement & custody £10.50, execution £17 max) Up to 1%
Collective investments (OEICs/Investment Trusts/ETFs) £27.50* (settlement & custody £10.50, execution £17 max) 1%
Corporate bonds and gilts £20* (settlement & custody £20) Up to 1%
CFDs^ – UK & foreign equities 0.3% / (£25 minimum ticket)
CFDs^ – UK & foreign indices Flat ticket £20
IPO & Placing participation £75* (settlement & custody £10.50, execution £64.50 max) Up to 5%
3rd Party Retail platforms £27.50* (settlement & custody £10.50, execution £17 max) Up to 1%

Managed Services

Minimum Investment

Administration

Commission

Annual Management Charge

Discretionary portfolio service £20,000  – Up to 0.75% /(min £22.50) 1.25% + VAT
UK small cap discretionary service (sub £100m market cap)  –
CFD discretionary service – UK & foreign equities  – 0.2%
CFDs discretionary service – UK & foreign indices  – £10
IPO & Placing participation £22.50* (settlement & custody £10.50, execution £12) 2% 1.25% + VAT
3rd Party Retail platforms £22.50* (settlement & custody £10.50, execution £12 max) Up to 1% 1.25% + VAT

Mult Asset Platform

Stocks & Shares

CFD^ – Stocks

ShardGO charges

Administration

Commission

Administration

Commission

UK 0.1% / £10 min 0.1% / £12 min
USA (DOW/S&P/NASDAQ) 3c per share / 25 USD min  – 2.5c per share / 25 USD min
EUROPE 0.2% / €15 min 0.1% / €12 min
OTHER On demand, subject to data fees****

CFD^ – Indices

ShardGO charges

Administration

Commission

UK  (FTSE100 & 250)  Flat ticket £10
USA (30 Wall St/SPX500/US Tech 100 NAS) Flat ticket $20
EUROPE Flat ticket €12

Execution only telephone service charges as per advisory services

Commodities, Bonds, Futures, Contract Options, FX, FX Options, ETFs, ETCs^^

Individual commodities/asset pricing upon request

Other charges

Fee

Share certificate £24 per security (inc VAT)
CHAPS payments £30 (inc. VAT)
Annual SIPP fee** from £320 + VAT
Late settlement fee (where customer is at fault) £24 (inc. VAT)
Stock transfer out (per security) £12 inc. VAT
Unpaid cheque fee (per occasion) £24 inc. VAT
ISA/JISA closure £60 inc. VAT

+ Custody and local charges may apply to foreign securities, certificated securities and other corporate action requests

* Fees shown are the maximum that would be charged but in some cases the fees are reduced; this is carried out on a case by case basis

** For further information on the range of SIPPs available through Shard Capital Stockbrokers and our charges, please contact one of our advisors

**** For further information on the globalmarkets available through Shard Capital Stockbrokers and our charges, pleasecontact one of our advisors

^Available only to Professional Clients

^^Certain instruments are available only to professionalclients

Reviewed and updated in November 2025