Charges

Effective from 1 July 2018

New Shard Capital Stockbroker charges, effective from 1 July 2018:

Advisory Services

Advisory Services

Administration

Commission

UK large cap equities

£27.50 (settlement & custody £10.50, execution £17 max)

Up to 0.75%

Foreign equities+

-

Up to 1% / (min £35)

UK small cap equities (sub £100m market cap)

£27.50* (settlement & custody £10.50, execution £17 max)

Up to 1%

Collective investments (OEICs/Investment Trusts/ETFs)

£25* (settlement & custody £10.50, execution £14.50 max)

1%

Corporate bonds and gilts

£20*(settlement & custody £20)

Up to 1%

CFDs – UK & foreign equities

-

0.3% / (£25 minimum ticket)

CFDs – UK & foreign indices

-

Flat ticket £20

IPO & Placing participation

£75* (settlement & custody £10.50, execution £64.50 max)

Up to 5%

Managed Services

Managed Services

Minimum Investment

Administration

Commission

Annual Management Charge

Discretionary portfolio service

£20,000

-

Up to 0.75% /(min £22.50)

1.25% + VAT

UK small cap discretionary service (sub £100m market cap)

£20,000

-

Up to 0.75% /(min £22.50)

1.25% + VAT

CFD discretionary service – UK & foreign equities

£20,000

-

0.2%

1.25% + VAT

CFDs discretionary service – UK & foreign indices

£20,000

-

£10

1.25% + VAT

Mosaic portfolio

£20,000

Up to £20 settlement fee

-

1% + VAT

Enterprise Investment Scheme

£50,000

-

0.75% or £50 (whichever is greater)

1.5% + VAT

Inheritance Tax Portfolio Service

£50,000

-

0.75% or £50 (whichever is greater)

1.5% + VAT

IPO & Placing participation

£20,000

£20 (settlement & custody £10.50, execution £9.50)

2%

1.25% + VAT

Shard GO

Stocks & Shares

CFD – Stocks

ShardGO charges

Administration

Commission

Administration

Commission

UK

-

0.1% / £10 min

-

0.1% / £12 min

USA (DOW/S&P/NASDAQ)

-

3c per share / 25 USD min

-

2.5c per share / 25 USD min

EUROPE (Amsterdam/ Brussels/ Paris/ Lisbon/ Milan/ Frankfurt

-

0.2% / €15 min

-

0.1% / €12 min

EUROPE (Switzerland)

-

0.2% / 20 CHF min

-

0.1% / 20 CHF min

AUSTRALIA

-

0.15% / 24 AUD min

-

0.1% / 10 AUD min

CFD Indices

ShardGO charges

Administration

Commission

UK  (FTSE100 & 250)

-

Flat ticket £10

USA (30 Wall St/SPX500/US Tech 100 NAS)

-

Flat ticket $20

EUROPE (Netherlands 25 / France 40 / Germany 30 & 50 / Denmark 20 / Spain 35 / Italy 40 / EU Stocks 50

-

Flat ticket €12

Execution only telephone service charges as per advisory services

Commodities, Bonds, Futures, Contract Options, FX, FX Options, ETFs, ETCs

Individual commodities/asset pricing upon request

Other charges

Fee

Share certificate

£24 per security (inc VAT)

CHAPS payments

£30 (inc. VAT)

Annual SIPP fee**

from £320 + VAT

Late settlement fee (where customer is at fault)

£24 (inc. VAT)

Stock transfer out (per security)

£12 inc. VAT

Unpaid cheque fee (per occasion)

£24 inc. VAT

ISA/JISA closure

£60 inc. VAT

Account inactivity***

£25 inc. VAT

+ Custody and local charges may apply to foreign securities, certificated securities and other corporate action requests

* Fees shown are the maximum that would be charged but in some cases the fees are reduced; this is carried out on a case by case basis

** For further information on the range of SIPPs available through Shard Capital Stockbrokers and our charges, please contact one of our advisors

***On the 1st of January 2019 any account that has not traded (i.e. no buy or sell orders have been placed) within the preceding twelve months will be charged this fee. This will be levied annually on an ongoing basis on 1 January each year and will relate to the preceding full calendar year.