Shard Capital Stockbroker Charges

Effective from 1 July 2018

Advisory Services

Administration

Commission

UK large cap equities  £27.50 (settlement & custody £10.50, execution £17 max) Up to 0.75%
Foreign equities+  – Up to 1% / (min £35)
UK small cap equities (sub £100m market cap) £27.50* (settlement & custody £10.50, execution £17 max) Up to 1%
Collective investments (OEICs/Investment Trusts/ETFs) £25* (settlement & custody £10.50, execution £14.50 max) 1%
Corporate bonds and gilts £20*(settlement & custody £20) Up to 1%
CFDs – UK & foreign equities  – 0.3% / (£25 minimum ticket)
CFDs – UK & foreign indices  – Flat ticket £20
IPO & Placing participation £75* (settlement & custody £10.50, execution £64.50 max) Up to 5%

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Managed Services

Minimum Investment

Administration

Commission

Annual Management Charge

Discretionary portfolio service £20,000  – Up to 0.75% /(min £22.50) 1.25% + VAT
UK small cap discretionary service (sub £100m market cap)  –
CFD discretionary service – UK & foreign equities  – 0.2%
CFDs discretionary service – UK & foreign indices  – £10
IPO & Placing participation £20,000 £20 (settlement & custody £10.50, execution £9.50) 2% 1.25% + VAT

XO and CFD Platform

Stocks & Shares

CFD – Stocks

ShardGO charges

Administration

Commission

Administration

Commission

UK 0.1% / £10 min 0.1% / £12 min
USA (DOW/S&P/NASDAQ) 3c per share /              25 USD min  – 2.5c per share /                25 USD min
EUROPE (Amsterdam/ Brussels/ Paris/ Lisbon/ Milan/ Frankfurt 0.2% / €15 min 0.1% / €12 min
EUROPE (Switzerland) 0.2% / 20 CHF min 0.1% / 20 CHF min
AUSTRALIA 0.15% / 24 AUD min  – 0.1% / 10 AUD min

CFD – Indices

ShardGO charges

Administration

Commission

UK  (FTSE100 & 250)  Flat ticket £10
USA (30 Wall St/SPX500/US Tech 100 NAS) Flat ticket $20
EUROPE (Netherlands 25 / France 40 / Germany 30 & 50 / Denmark 20 / Spain 35 / Italy 40 / EU Stocks 50 Flat ticket €12

Execution only telephone service charges as per advisory services

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Commodities, Bonds, Futures, Contract Options, FX, FX Options, ETFs, ETCs

Individual commodities/asset pricing upon request

Other charges

Fee

Share certificate £24 per security (inc VAT)
CHAPS payments £30 (inc. VAT)
Annual SIPP fee** from £320 + VAT
Late settlement fee (where customer is at fault) £24 (inc. VAT)
Stock transfer out (per security) £12 inc. VAT
Unpaid cheque fee (per occasion) £24 inc. VAT
ISA/JISA closure £60 inc. VAT
Account inactivity*** £25 inc. VAT

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+ Custody and local charges may apply to foreign securities, certificated securities and other corporate action requests

* Fees shown are the maximum that would be charged but in some cases the fees are reduced; this is carried out on a case by case basis

** For further information on the range of SIPPs available through Shard Capital Stockbrokers and our charges, please contact one of our advisors

***On the 1st of January 2019 any account that has not traded (i.e. no buy or sell orders have been placed) within the preceding twelve months will be charged this fee. This will be levied annually on an ongoing basis on 1 January each year and will relate to the preceding full calendar year.